Experience developing and implementing policies and procedures in capital markets.
Strong knowledge of practices under the Securities Act and Exchange Act as well as knowledge of FINRA regulations
Experience providing regulatory, legal and compliance advice to market sales and trading - fixed income and equities sales - Debt Capital Markets (DCM) Required
This is a high visibility level role that will see you build and manage relationships with senior stakeholders within the business on a global scale. Excellent opportunity to move into a globally focused role with excellent career prospects. A highly competitive package is on offer and will be commensurate with industry experience.
For more information, please contact Benjamin Ellison on 646 766 1212